Capital Asset Advisory Services, LLC Disclosures and Privacy Policy

FACTS

WHAT DOES CAPITAL ASSET ADVISORY SERVICES, LLC (“CAAS”) DO WITH YOUR PERSONAL INFORMATION?

WHY

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

WHAT

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security Number or Tax Identification Number
  • Name, Address, Email, Phone Number, Date of Birth
  • Brokerage Info, including Purchases, Sales, Account Balances, and Inquiries

When you are no longer our customer, we continue to share your information as described
in this notice.

HOW

All financial companies need to share their customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reason CAAS chooses to share; and whether you can limit this sharing.

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Part 2A of Form ADV: Firm Brochure

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Part 2A Appendix 1 of Form ADV: Wrap Fee Brochure

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Broker Check